Chapter 14: Observations
Skip chapter table of contents and go to main content
Evidence‐based approaches
Rationale
The purpose of respiratory assessment is to determine the respiratory status of the patient (Bickley [18]). A thorough respiratory assessment is vital to:
- identify patients who are at risk of deterioration
- commence treatment that may stabilize and improve the patient's condition and outcomes
- help prevent unnecessary admission to critical care units (Sprigings and Chambers [189]).
Derangement of respiratory observations may indicate difficulties in a range of body systems, not simply the respiratory system, so it is a vital indicator of morbidity. Changes to the respiratory system are a known precursor to adverse events, with an associated increase in mortality (Cleave [45]). Breathing, and more specifically respiratory rate, is one of the most sensitive indicators of critical illness and is usually the first vital sign to alter in a deteriorating patient; therefore, timely, accurate observations, with early, effective and appropriate interventions, may vastly improve patient outcomes (Adam et al. [2]).
Indications
Patients who are in hospital should have observations, including respiratory observations, taken and recorded regularly, as follows:
- during and following surgery, investigative procedures, trauma, infections and emergency situations in order to identify any changes from baseline observations and compare different sets of observations
- for monitoring before and during blood or blood product transfusions or intravenous fluids
- to monitor response to medications, including opiates and bronchodilators (Blows [21]).
If the patient is acutely ill or at risk of respiratory deterioration, they will require continuous pulse oximetry and frequent respiratory assessment (Tait et al. [194]). Similarly, if the patient is receiving oxygen therapy, they will need to be closely monitored to ensure its efficacy (Marini and Dries [112]). Any patient who has, or is at risk of, chronic hypercapnia should have close monitoring of their respiratory function, with observations performed accordingly (O'Driscoll et al. [147]).
Any healthcare professional who has been trained and assessed as competent can perform a respiratory assessment and pulse oximetry in accordance with local hospital policy.
Contraindications for pulse oximetry
Although pulse oximetry is a useful tool in the assessment of respiratory status, its limitations should be recognized. One of the main limitations is its inability to reliably detect hypoventilation (particularly in patients receiving supplemental oxygen) and carbon dioxide retention (Lough [105]); the latter is usually confirmed by measurement of PaCO2 via arterial blood gas analysis (Brown and Cadogan [31]). Likewise, pulse oximetry does not give an indication of haemoglobin, so if the patient is profoundly anaemic then their oxygen saturation may be normal but they may still be hypoxic (Adam et al. [2]). Other factors that may affect pulse oximetry readings include the following:
- Nail polish: dark colours in particular will affect the accuracy of readings (Peate and Wild [157]).
- Intravenous dyes: pulse oximetry may be inaccurate in patients who have received dye treatment, such as methylene blue, indocyanine green or indigo carmine (Blows [21]).
- Poor peripheral perfusion: to work effectively, an adequate peripheral blood flow is required, but this can be impaired by factors such as hypovolaemia, hypotension, hypothermia, vasoconstriction or heart failure, and may result in falsely low readings (Tait et al. [194]).
- Cardiac arrhythmias, e.g. atrial fibrillation: these can cause inadequate or irregular perfusion, resulting in falsely low readings (Blows [21]).
- Recording blood pressure: inflation of the blood pressure cuff will cause the readings to be inaccurate; the probe should be positioned on a finger of the opposite arm to where blood pressure is being taken (Peate and Wild [157]).
- Carbon monoxide poisoning: pulse oximetry should not be used on patients with suspected or confirmed carbon monoxide poisoning as the sensor cannot differentiate between oxyhaemoglobin and carboxyhaemoglobin and will therefore provide falsely elevated oxygen saturation readings; arterial blood gas analysis should be undertaken instead (Sprigings and Chambers [189]).
- Methaemoglobinaemia: changes in the structure of haemoglobin, caused by lignocaine, nitrates, metoclopramide and local anaesthetics, can inhibit oxygen release from the haemoglobin, resulting in tissue hypoxia and unreliable oxygen saturation measurements (Appadu and Lin [6]).
- Bright external light: fluorescent lighting or light interference from surgical lamps, infra‐red warming lamps or direct sunlight can give falsely high readings (Adam et al. [2]).
- Movement: sudden movement, due to shivering, seizures or restlessness, may dislodge the sensor or cause motion artefact, affecting the ability of light to travel from the light‐emitting diode to the detector in the probe (Adam et al. [2]).
Methods of assessing respiration
Airway assessment
In a conscious patient, a quick way to check airway patency is to ask them a question; a normal verbal response confirms that the patient's airway is clear (this also indicates that they are breathing and that their brain is being perfused) (Goulden and Clarke [74]; see also Chapter c12: Respiratory care, CPR and blood transfusion).
Airway obstruction can have a subtle presentation, with signs and symptoms that depend on the type of obstruction; regardless, it is usually a medical emergency (Brown and Cadogan [31]). A partial airway obstruction, where some air is allowed through, is generally associated with noises such as choking, snoring, hoarseness (harsh, deep voice) or stridor (harsh, high‐pitched sound occurring usually on inspiration) (Wilkinson et al. [215]). In this case, the person may be agitated and panicked. It is important to assess whether there is any obstruction to the patient's airway as a result of vomit, blood, foreign bodies or the patient's tongue (Sprigings and Chambers [189]).
In contrast, in a complete airway obstruction, where there is no air getting through, there will be no breath sounds and the chest will not move (Sprigings and Chambers [189]); the patient will be extremely distressed and, if left untreated, they will lose consciousness quickly. In both cases, the presence of hypoxia implies a medical emergency due to impending respiratory arrest, irrespective of the location of the obstruction (upper or lower airway) (Adam et al. [2]). Its management can include the Heimlich manoeuvre (a technique used to release foreign objects from a person's airway), epinephrine injection (used to reverse airway swelling caused by an allergic reaction) and CPR (Brown and Cadogan [31]).
Breathing assessment
Breathing assessment is required to assess the patient's ability to adequately ventilate; it starts by observing the patient and how they breathe (Bickley [18]). It is important that the following aspects are observed:
- colour of the patient's skin and mucous membranes
- use of accessory muscles or other respiratory signs
- rhythm, rate and depth of respiration
- shape and expansion of the chest (Bickley [18]).
Skin colour
Cyanosis is a blue tone to the skin and mucous membranes, which may occur when high levels of unsaturated haemoglobin are present in the blood; it may be detectable when oxygen saturation of arterial blood drops below 90% (Peate and Wild [157]). Cyanosis is, however, often considered a late sign of respiratory deterioration and may be difficult to detect, particularly in artificial lighting (Brown and Cadogan [31]). There are two types of cyanosis: central, affecting the lips and oral mucosa, usually indicating cardiorespiratory insufficiency, and peripheral, observed in the skin and nail beds, usually indicating poor peripheral circulation if seen in isolation (Wilkinson et al. [215]). Patients who are anaemic may not be cyanotic as there is insufficient haemoglobin to generate the blue tone (Adam et al. [2]). Similarly, a pale skin tone may indicate that the patient is anaemic or in shock (Bickley [18]).
Use of accessory muscles
The use of accessory muscles (such as the sternocleidomastoid, scalene, trapezius and abdominals) to increase inspiration may suggest that the patient has difficulty breathing and is in respiratory distress (Bickley [18]). Observe the patient's neck during inspiration to see whether there is any contraction of the sternomastoid or other accessory muscles (Cleave [45]). In addition, some patients may breathe through pursed lips in an attempt to increase resistance on expiration, which helps to keep the alveoli open, or have nasal flaring as they attempt to force more air into their lungs (Bickley [18]).
Rhythm, rate and depth of respiration
The normal respiratory rate in adults is 12–18 breaths per minute with expiration lasting approximately twice as long as inspiration (Peate and Wild [157]). The rate should be counted for one full minute to fully assess both the rate and the rhythm (Bickley [18]). An increase from the patient's normal respiratory rate by as little as 3–5 breaths per minute is an early and important sign of respiratory distress or acute illness (Blows [21]). Patients with a respiratory rate greater than 21 breaths per minute should have frequent observations and be closely monitored; if they also have other physiological alterations, they should receive prompt medical attention, as should all patients with a respiratory rate greater than 25 breaths per minute (RCP [171]). Respiratory rates of 9 or less also require urgent medical care (RCP [171]). Respiratory rate can be classified as follows:
- Eupnoea: unconscious, gentle respiration. This is the normal respiratory rate and rhythm, usually between 12 and 18 breaths per minute (Patton [155]).
- Bradypnoea: a respiratory rate that is slower than the normal range – less than 12 breaths per minute. This may signify depression of the respiratory centre, opioid overdose, increased intracranial pressure or a diabetic coma. Regardless of the cause, it may indicate a severe deterioration in the patient's condition (Blows [21]).
- Tachypnoea: a respiratory rate that is faster than the normal range and shallow – greater than 21 breaths per minute. This may indicate a number of conditions, including anxiety, pain, restrictive lung disease, cardiac or circulatory problems, or pyrexia. It is the first indication of respiratory distress (Peate and Wild [157]).
- Dyspnoea: breathing where the individual is conscious of the effort to breathe and finds it increasingly difficult. When dyspnoea occurs when the patient lies flat, it is termed ‘orthopnoea’ (Patton [155]).
- Apnoea: a temporary cessation of breathing (Wilkinson et al. [215]).
- Biot's breathing: irregular respiratory rate and depth, alternating periods of deep gasping with periods of apnoea. This is seen in patients with increased intracranial pressure, head trauma, brain abscess, spinal meningitis and encephalitis (Waugh and Grant [207]).
- Cheyne–Stokes breathing: regular pattern of alternating periods of deep breathing with periods of apnoea. This may have many causes, including heart failure, renal failure, brain damage, drug overdose or increased intracranial pressure, and may also be present at the end of life (Marini and Dries [112]).
- Kussmaul breathing: rapid deep breathing resulting from stimulation of the respiratory centre caused by metabolic acidosis, such as in the case of diabetic ketoacidosis (Sprigings and Chambers [189]).
- Hyperventilation: increase in respiratory rate and depth, which can be caused by anxiety, exercise, metabolic acidosis, diabetic ketoacidosis or alteration in blood gas concentrations (Brown and Cadogan [31]).
- Hypoventilation: shallow and irregular breathing, which can be caused by an overdose of certain drugs, such as anaesthetic agents or opiates. It may also occur with prolonged bedrest or conscious splinting of the chest to avoid respiratory or abdominal pain (Bickley [18]).
Shape and expansion of the chest
The respiratory assessment should also consider the shape and expansion of the chest (Bickley [18]). The anteroposterior diameter of the chest wall may give an indication of underlying respiratory conditions or other problems (Brown and Cadogan [31]); it may change with age or increase in chronic pulmonary disease (Bickley [18]). It is also important to view the way the chest expands with each breath; when normal, it should be equal and bilateral (Sprigings and Chambers [189]). Any paradoxical movements – such as only one side of the chest moving, greater movement on one side, or one side moving up and the other moving down – should be noted as they can indicate a particular problem with one side of the chest (Adam et al. [2]). Asymmetrical chest expansion is abnormal and may indicate pleural disease, pulmonary fibrosis, collapse of upper lobes or bronchial obstruction; spinal deformities such as kyphosis also influence lung expansion (Wilkinson et al. [215]).
Further assessment
Following the above – and if a more thorough assessment is required in order to assess the patient's ability to adequately ventilate – percussion, palpation and auscultation of the chest should be performed (Adam et al. [2]). These assessment techniques will enable the identification of any added or absent breath sounds that may indicate lung abnormalities (such as an infection or pneumothorax).
In addition, respiratory assessment involves assessing the entire patient for other signs or symptoms, such as high temperature (which may be suggestive of pneumonia), increased pulse (which may indicate cardiovascular disease) and low blood pressure (which may indicate sepsis) (Bickley [18]). The patient's level of consciousness should also be assessed, including how alert and orientated they are and whether they appear to be distressed (Peate and Wild [157]). If the patient can only speak in very short sentences or can only say a few words without needing to stop to breathe, then they are in respiratory distress (Bickley [18]).
Methods of assessing oxygen saturation (pulse oximetry)
Arterial blood gas analysis has been the gold standard for monitoring arterial oxygen saturation, but it is invasive, time consuming and costly, and involves repeated arterial blood sampling, which only provides intermittent information (Sprigings and Chambers [189]; Tait et al. [194]). Therefore, the use of pulse oximetry should be considered in order to reduce the need for arterial samples to be taken (Clarke and Beaumont [44]).