Alopecia

Definition

Chemotherapy‐induced alopecia is the temporary loss of all body hair (Dougherty [56]).

Anatomy and physiology

In the bulb at the base of the follicle, the actual hair is produced by cells in the hair matrix zone, where the dermal papilla provides nutrients and growth factors to these cells. Keratinocytes in the hair matrix zone begin to rapidly divide and a keratinized hair emerges with a thin outer cuticle and a thick cortex (Janssen [116]). The hair follicle goes through three growth phases. Anagen is a phase of intensive growth and hair shaft production, which may last as long as 7 years. The hair follicle then enters the catagen phase (involution) in which the old hair shaft is broken down and a new hair follicle is formed. This lasts 2–3 weeks and is followed by the telogen phase (resting) which lasts 2–3 months before an intermediate regrowing state starts and new hair follicles are produced.
Chemotherapy affects rapidly growing keratinocytes in the hair matrix zone in anagen hair follicles and a decrease in the diameter of the hair bulb can be seen 4–6 days after administration of a single dose (Olsen [184]). Not all the hair follicles have the same rhythm of cycling; as approximately 90% of hair follicles are in a phase of growth at any given time, the resulting hair loss can be rapid and extensive (Janssen [116]).

Related theory

Alopecia is a common consequence of many chemotherapeutic regimens and is one of the most devastating effects of cancer chemotherapy (Choi et al. [30], McGowan [153], Pickard‐Holley [191], Power and Condon [196], Williams et al. [269]). In a study of breast cancer survivors who completed a psychophysical scaling method, hair loss was ranked in the top five distressing side‐effects of chemotherapy (Mulders et al. [161], van den Hurk et al. [254]), while Mols et al. ([157]) found that the hair loss associated with chemotherapy was a source of distress for patients and was rated in the three most troublesome side‐effects of treatment along with nausea and vomiting. Chemotherapy‐induced alopecia adversely affects psychosocial functioning and quality of life (Choi et al. [30], Hesketh et al. [97], Lemieux et al. [136], Rosman [211]; Young and Arif [279]). It has been identified as such a devastating prospect that some patients may refuse to accept treatment or choose regimens with less favourable outcomes (Boehmke and Dickerson [15], Browall et al. [22], Hesketh et al. [97], Roe [207], Rosenblatt [210], Williams et al. [269]). Hair loss can also result in changes to the patient's body image (Freedman [78], Gallagher [81], Williams et al. [269]) which may not be reversed by the regrowth of hair (Munstedt et al. [162]).

Prevention of chemotherapy‐induced alopecia

Several techniques have been tested to prevent chemotherapy‐induced hair loss, the first being scalp tourniquets. These were used to minimize the contact the drug had with the hair follicles by occluding, using pressure, the superficial blood vessels supplying the scalp (Maxwell [149]). However, while some investigators found scalp tourniquets effective, others reported this method to be time‐consuming, uncomfortable or ineffective (Parker [187]). Research findings indicate that scalp hypothermia (cooling) may be simpler, less traumatic and more effective as a means of preventing alopecia when compared with the scalp tourniquet (David and Speechley [39]).
It has been documented that men and women experience similar concerns about body image when they have experienced chemotherapy‐induced hair loss, although women tended to speak about hair loss from the head and face (above the eyeline) while men spoke of losing hair from wider body surfaces (Hilton et al. [99]). Healthcare professionals must therefore be mindful that scalp cooling should be offered to patients as determined by the chemotherapy regimen and not the gender of the patient (Hilton et al. [99]).
In a study in which patients receiving chemotherapy for breast cancer who underwent scalp cooling were given questionnaires to complete before chemotherapy, after 3 weeks of treatment and 6 months after completion, the burden of scalp cooling was rated as low, suggesting that nursing staff must be aware of how distressing the matter of hair loss can be for patients, and scalp cooling should be offered wherever possible (Mols et al. [157]). Patients have been shown to be satisfied with scalp cooling when they experienced little hair loss and felt that it had been successful; where it was not 100% successful it still reduced the patient's need to wear a wig or head covering (van den Hurk [255]). Physicians tend to underestimate the impact of hair loss on patients so it may be up to the nurse to provide information on scalp cooling (Mulders et al. [161], Rosman [211]).
Scalp cooling is a method of preventing chemotherapy‐induced alopecia. It works in three ways (Batchelor [9], Bulow et al. [23]):
  1. reducing perfusion of hair follicles by vasoconstriction, thus limiting the amount of exposure to chemotherapy (an intradermal scalp temperature of 30°C decreases scalp blood flow by 25%)
  2. reducing temperature‐dependent cellular uptake of chemotherapy
  3. reducing intrafollicular metabolic rate (Betticher et al. [13]).
The rationale is based on characteristics of hair growth, the effect of cytotoxic drugs on hair follicles, physiological changes in scalp circulation and pharmacokinetics (Keller and Blausey [122]). Ninety percent of all scalp hair is in an active phase of growth, characterized by significant mitotic activity; this means the hair bulb is especially sensitive to chemotherapeutic agents (Parker [187]). Scalp hypothermia produces changes in the scalp circulation by causing vasoconstriction of superficial vessels. Decreased blood flow to the scalp reduces the amount of the drug reaching the hair follicles and thus minimizes damage to the scalp hair (Kennedy et al. [124], Parker [187]). Its success is also related to the metabolic effects of cooling, that is, slowing the metabolic rate (Bulow et al. [23]), and it also appears that the degree of hair loss is temperature dependent.
In order to prevent alopecia, the temperature of the scalp must be reduced to at least 24°C but preferably 22°C (Ekwall et al. [68], Gregory et al. [89]). Caps have to be kept in a freezer in order to reach temperatures of −18 to −20°C (Anderson et al. [5], Giaccone et al. [84], Kennedy et al. [124]). Then, when the cap is placed on the head, the scalp temperature will drop from 37°C to 23–24°C within the first 15 minutes (Guy et al. [92], Tollenaar et al. [245]). For this reason a preinjection scalp cooling time of 20–30 minutes is said to be required (Anderson et al. [5], Giaccone et al. [84], Kennedy et al. [124], Middleton et al. [156], Robinson et al. [204], Satterwhite and Zimm [217]). Janssen ([116]) studied the link between heat transfer in the human head and the transport of doxorubicin. This led to the development of a population‐based computational model for scalp cooling which included doses of doxorubicin of 60–70 mg, lowering skin temperature to 17–18°C, leaving the cap on for the total infusion time plus 1 hour and having a haircut to reduce thermal resistance between head and cap, all of which provided the most effective scalp cooling. Daanen et al. ([38]) found that slight cooling of patients with an elevated body temperature during scalp cooling contributed to the decrease in scalp temperatures and may improve the prevention of hair loss.
Scalp cooling has been used in an attempt to reduce hair loss with palliative whole‐brain radiotherapy. However, a pilot study (Shah et al. [231]) found that all patients still lost their hair and there was evidence that the cold cap application increased the dose of radiotherapy to the scalp; this is supported by van den Hurk et al. ([258]).
There have also been biological methods of preventing hair loss which have focused on promoting hair growth or protecting the hair follicles (Batchelor [9]). For example:
  • minoxidil 2% topical solution applied twice a day (Shapiro and Price [232], Yang and Thai [275])
  • topical topitriol (Hidalgo et al. [98])
  • application of a steroid 5‐alpha reductase inhibitor (Uno and Kurata [250])
  • immunosuppressive immunophilin ligands such as ciclosporin (Maurer et al. [148]), immunomodulators, AS101 (Sredni et al. [238]), CDK2 inhibitors (Davis et al. [40]) and P53 (a mediator of cellular response which is essential for chemotherapy‐induced hair loss) (Botchkarev et al. [18])
  • hair follicle targeted preparations (Chung et al. [32], Haslam et al. [95]).

Evidence‐based approaches

Rationale

Indications

All patients with solid tumours receiving doxorubicin, epirubicin, docetaxel or paclitaxel as a single agent or in combination should be offered scalp cooling.

Contraindications

Scalp cooling should not be offered to patients (Dougherty [56]):
  • with haematological disease, unless the consultant feels it is appropriate to offer scalp cooling on the basis of quality of life
  • who are receiving drugs that cause hair loss, for example vincristine, where there is no research or evidence of the effectiveness of scalp cooling
  • who have already received a first course of chemotherapy that may induce hair loss but who were not offered or declined scalp cooling.

Principles of care

Scalp cooling

The effectiveness of scalp cooling has been demonstrated satisfactorily with doxorubicin, epirubicin, docetaxel and paclitaxel (Cigler et al. [33], Dean et al. [41], Katsimbri et al. [119], Lemenager et al. [134], Robinson et al. [204], van den Hurk et al. [253]). Patients receiving other cytotoxic drugs that may cause alopecia, such as vindesine and vincristine, have undergone the procedure, although there are insufficient data to evaluate its effectiveness with these drugs.
Doxorubicin is commonly used in cancer chemotherapy and has a uniquely short half‐life of approximately 30 minutes (compared with other drugs such as cyclophosphamide, which has a plasma half‐life of over 6 hours) (Priestman [197]). This factor makes prophylactic scalp cooling feasible because it need only be utilized during peak plasma levels (Cline [34]). This is particularly important because doxorubicin results in a consistently high incidence of alopecia (80–90% of all patients), often leading to total hair loss (Dean et al. [42]). The involvement of doxorubicin, whether used alone or in combination, is a feature of most of the reported scalp‐cooling studies. In some studies there was less success in maintaining hair with increasing doses of doxorubicin and/or liver metastases (David and Speechley [39], Dean et al. [42]), but this may be resolved by extending the time the cap remains in place following chemotherapy administration.
Scalp cooling has also been used during the administration of epirubicin, as a single agent, with good results (Robinson et al. [204]), although doses may influence outcomes (Adams et al. [1]). Subsequent studies have investigated combination regimens containing epirubicin and other drugs such as cyclophosphamide and 5‐FU, with results of mild to moderate hair loss. However, when intravenous cyclophosphamide is added to anthracycline, the success rate is reduced from 80% of patients keeping most of their hair to about 50–60% of patients (David and Speechley [39], Middleton et al. [156]). Some authors have therefore concluded that, when combinations of cyclophosphamide and anthracyclines are given, scalp cooling has no place at all (Tollenaar et al. [245]). The group of drugs known as the taxanes also has the unfortunate side‐effect of total alopecia; however, there is now evidence that scalp cooling in patients receiving docetaxel and paclitaxel can prevent complete hair loss (Betticher et al. [13], Katsimbri et al. [119], Komen et al. [127], Lemenager et al. [134], [135], Macduff et al. [143], van den Hurk et al. [253]).
Recommended cooling times have varied between studies and manufacturers. The common times are 15–30 minutes pre chemotherapy and then 45 minutes to 1 hour post anthracycline chemotherapy and 30–45 minutes post docetaxel administration (van den Hurk et al. [253]).
Scalp cooling requires the consultant's permission as the procedure may protect micrometastases in the scalp from chemotherapy, especially where there is the possibility of circulating cancer cells, for example in cases of leukaemia and lymphoma (Witman et al. [273]). Despite this, scalp cooling has been used successfully in patients with relapsed lymphoma (Purohit [199]). Dean et al. ([42]), drawing on evidence from 7800 women with breast cancer, found that only two experienced recurrence of disease on the scalp, suggesting that the risk of scalp metastases was minimal. They concluded that scalp cooling should not be contraindicated and could be used routinely with a wide variety of solid tumours. Nevertheless, patients with advanced metastatic disease have been found to develop scalp metastases during scalp cooling and Middleton et al. ([156]) argued strongly against the use of scalp cooling in this group. Other studies have found no scalp metastases at follow‐up (Ron et al. [209]). Lemieux et al. ([136]) found the incidence of scalp metastases was low and no case presented as an isolated site of relapse. However, the potential risk of scalp metastases, albeit remote, should be addressed and demands discussion by healthcare professionals and patients (Batchelor [9], Peck et al. [188]).
The issues relating to scalp metastases are controversial (Serrurier et al. [228]). This dilemma, along with the media coverage regarding preventive measures for chemotherapy‐induced alopecia (Carr [28], Kendell [123]), has led some practitioners to question whether scalp cooling should be offered. However, Lemieux et al. ([137]) found no impact on overall survival in women with breast cancer who had received scalp cooling, and van den Hurk et al. ([256]) showed the incidence of scalp skin metastases to be very low with no difference between those who had scalp cooling (0.04%) and those did not (0.03–3%).
Patients have highlighted how they feel about hair loss (Carr [28]) and the need to provide more comfortable and effective scalp cooling in all cancer units and centres (Wilson [271]). In addition, an extensive review of the literature concluded that scalp cooling was effective and should be offered to all patients for whom it was appropriate (Batchelor [9], Crowe et al. [37], van den Hurk et al. [257]). This was supported by the views of many nurses who felt that the use of scalp cooling with chemotherapy protocols that are associated with hair loss can effectively prevent alopecia and result in improved quality of life for patients (Lemenager [133], Young [278]). Patients also feel it is worthwhile to undergo scalp cooling regardless of how successful it is (Dougherty [58]). However, although scalp cooling contributes to well‐being in patients in whom it is successful, it can cause additional distress when patients lose their hair despite scalp cooling and so additional support may be required for those patients in whom scalp cooling is not successful (van den Hurk et al. [252]).

Limitations of scalp‐cooling studies

Despite the large number of studies on scalp cooling, they are difficult to compare with one another owing to the many variables: different types of scalp‐cooling caps, varying methods of applying the caps, different chemotherapy regimens, tools for assessment of hair loss (although Vleut et al. [[263]] have developed a hair mass index obtained by cross‐section trichometry) and who performs the assessment. Also, sample numbers are often small and few studies are randomized or have a control group (Dougherty [58], Grevelman and Breed [90]). This results in difficulties when making decisions related to selection of scalp‐cooling systems, discussing the risk of scalp metastases, or even whether to offer scalp cooling at all (Breed [20], Christodoulou et al. [31], Grevelman and Breed [90], Randall and Ream [200]).

Anticipated patient outcomes

The success of all these methods of preventing hair loss varies and the amount of hair loss experienced by the patient is dependent on many factors.
  • Involvement of the liver with metastatic disease leads to elevated plasma levels of doxorubicin for a longer period. Impaired liver function can reduce success rates for scalp cooling (Shin et al. [234]). Early studies seemed to indicate that extension of the cooling period did not improve the results (Satterwhite and Zimm [217]) whereas others have found that longer cooling times in general improve success rates (Massey [147]). Other factors that might influence success include comorbidities, menopausal status, nicotine abuse, medications and original hair density (Schaffrin‐Nabe et al. [221]).
  • Inadequate cooling because of exceptionally thick hair may lead to partial loss. It has been demonstrated that maximum cooling occurs 20 minutes after the cap has been placed in position.
  • The weight of the cap (as well as the temperature) may be a factor, as this ensures that the contact is maintained over the complete scalp (Hunt et al. [107]).
  • Success does not appear to be dose dependent, as was first thought (David and Speechley [39], Dougherty [58]).
  • It seems likely that when anthracyclines are used in combination with other drugs that cause alopecia (e.g. etoposide and cyclophosphamide) the success rate is not as high as with anthracyclines alone (Middleton et al. [156]). It has also been found that the type of anthracycline used will affect success rates as hair loss is greater with doxorubicin and cyclophosphamide than with epirubicin and cyclophosphamide (Dougherty [58]).

Legal and professional issues

Consent

Patients must give consent for the procedure but must first be fully informed about the nature and length of the procedure, the chances of success and, where appropriate, the risk of scalp metastases (Peck et al. [188]). Scalp cooling can be a long and uncomfortable procedure and should not be offered unless it is beneficial or the patient insists on undergoing the procedure. Peerbooms et al. ([189]) found that not all patients are offered scalp cooling due to doubts from healthcare professionals regarding its efficacy and safety. Patients must also be informed that they may discontinue the procedure at any time if they find it too physically or psychologically traumatic (Tierney [242]) or if they fail to retain hair.
Research shows that scalp cooling can be very distressing (Tierney [243]), although patients still find it a worthwhile procedure to undergo regardless of whether it is successful and many would have it again if necessary (Dougherty [54], [153]). It has also been shown that the severity and distress associated with hair loss may be less for those who use scalp cooling (Protiere et al. [198]).

Pre‐procedural considerations

Equipment

Most of the studies that used an ice cap method of scalp cooling used a ‘home‐made’ or a commercial cap (Anderson et al. [5], David and Speechley [39], Dean et al. [42], Lemenager et al. [135]).

Home‐made caps

Initially scalp cooling was achieved using crushed ice in plastic bags (Dean et al. [41]). A study of the efficacy of using a moulded prefrozen ice cap hand‐made from cryogel bags was conducted at the Royal Marsden Hospital (Anderson et al. [5], David and Speechley [39]).

Cryogel caps

The first commercial cap (Kold Kap) was successful in reducing hair loss, particularly with higher doses of doxorubicin (Dean et al. [42]). A three‐layer cap (inner cotton, middle cryogel, outer lamb's wool) was also reported to prevent total hair loss (Howard and Stenner [103]). However, Wheelock et al. ([266]) found that most patients suffered from severe hair loss even with the use of the Kold Kap. The most recent work has involved the use of cryogel caps such as the Chemocap and Penguin caps, which have been used for patients receiving single agents and combinations of anthracyclines (Christodoulou et al. [31], Kargar et al. [117], Katsimbri et al. [119], Peck et al. [188]) as well as docetaxel (Lemenager et al. [134], [135]).
A large (170 patients) randomized study comparing Chemocap with the gel pack method found no statistical difference in efficacy between the two caps but Chemocap was shown to be more comfortable and offered a better fit, as well as being easier to use (Dougherty [58]).

Scalp‐cooling machines

Attempts have been made to produce an alternative type of cap that would improve the effectiveness of scalp cooling, in particular to ensure a sufficiently low and constant reduction in scalp temperature that would endure during the entire procedure. Two types of scalp‐cooling machine have been designed.
  1. The use of refrigerated air passed over the patient's scalp via a hair‐drying helmet was reported to be beneficial in over 50% of patients, with 16 out of 26 experiencing no hair loss, four experiencing slight loss and six requiring a wig (Symonds et al. [240]). However, other authors found that the system was only successful at lower doses of epirubicin (Adams et al. [1]).
  2. In refrigerated cooling systems a liquid coolant is pumped via a cap and maintains a more reliable temperature. Guy et al. ([92]) reported encouraging results when the Thermocirculator was first introduced, although Tollenaar et al. ([245]) found that when used with patients receiving fluorouracil, epirubicin and cyclophosphamide (FEC), there was still a 50% chance of total alopecia occurring. Scalp‐cooling machines, for example Paxman, Dignitana or Penguin, appear to provide a more comfortable and effective system (Betticher et al. [13], Henricksen and Jensen [96], Massey [147], Ridderheim et al. [203], Rugo et al. [215], Serrurier et al. [228], Spaëth et al. [237], Uzzell et al. 2017) (Figures 23.12 and 23.13).
image
Figure 23.12  Paxman machine. Source: Photo courtesy of Paxman Coolers Ltd (www.paxmanscalpcooling.com)
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Figure 23.13  Dignitana machine. Source: Photo courtesy of Dignitana (www.dignicap.com)
Procedure guideline 23.13
Table 23.10  Prevention and resolution (Procedure guideline 23.13)
ProblemCausePreventionAction
Inadequate cooling.Poorly fitting cap. Cap not sufficiently cooled.
Select correct size of cap for each individual patient.
Follow the procedure correctly.
Check that the cap fits and is the correct size and that the hair roots are covered.
Check the cap has been cooled to the correct temperature.
Excess cooling.Thin hair.Use plenty of gauze between the cap and scalp.Apply more gauze. If it is still painful then discontinue the procedure.
Complaints of headache.Weight and coldness of cap.Warn patient of weight and cold sensation. Provide physical support to the neck and shoulders and blankets as required.Provide more support and warmth. Reassure the patient that it will ease off as cooling continues.
Distressed patient.Claustrophobia.Discuss with the patient and allow them to try the cap on before starting the procedure.Support and reassure the patient. If necessary, remove the cap.
Ice phobia.Discuss with the patient and allow them to try the cap on before starting the procedure.Be aware of this possible problem; encourage the patient to discuss their feelings.
Hair loss.Scalp cooling was not successful.Use correct size of cap and cool for the recommended time.Offer the patient the opportunity to discontinue the scalp cooling. Make arrangements for the patient to see the appliance officer and obtain a wig. Discuss care of hair and scalp and give the patient an information booklet.

Post‐procedural considerations

Immediate care

It is important to ensure that if a patient fails to retain hair or decides not to undergo scalp cooling, adequate time is spent helping the patient to adapt to the hair loss physically, psychologically and socially. It is recommended that nursing interventions be directed towards helping the patient and family to adapt to alopecia by using patient education, available resources and supportive listening (Pickard‐Holley [191]). This can be partly achieved by ensuring that the patient sees the surgical appliance officer as soon as possible, to obtain a wig that can be matched to the patient's desired hair style and colour.

Ongoing care

Advice can be given on hair care such as the type of shampoo. There is a misconception that a mild shampoo such as baby shampoo is best, but this kind of shampoo is alkaline and it is recommended that a neutral pH shampoo be used (Dougherty [56], [58]). Using a wide‐toothed comb can prevent pulling on hair but the patient should not be afraid to comb their hair daily (Dougherty [58]). Patients should be advised to avoid anything that can dry out their hair such as using hair dryers on a hot setting, curlers and so on, or using chemicals such as perming lotions or hair dyes, and they should seek advice from a hairdresser. Finally, the patient should be given advice about the use of head coverings such as hats, turbans and scarves. All verbal information should be reinforced with a hair care information booklet (Batchelor [9], Pickard‐Holley [191]).

Complications

Patients have reported adverse effects during and following treatment such as headaches, claustrophobia, dizziness and ice phobias (Dougherty [58], Mols et al. [157], Rosman [211]). Nurses need to understand the meaning that hair loss has for the patient. Alopecia can cause depression, loss of self‐confidence and humiliation: it is a very visible sign of cancer. Patients who have relapsed and are undergoing further chemotherapy that causes alopecia may find the loss of hair a second time to be more devastating (Gallagher [81]).